Alex Mai

• Maintaining relationships with various stakeholders within the organisation, to understand business operations and risk profiles, enhancing the planning and scoping of audits.
• Overseeing internal audit engagements across multiple business units within the organisation, ensuring compliance and driving operational improvements.
• Coaching team members and enhancing overall team capability and performance.

Audit of Superannuation Funds - Mercer Super Trust (FY23 FUM: 65 billion)

• Project Management (led a team of 9).
• Overseeing audits on complex areas, including Investments & Valuation and Defined Benefits.
• Overseeing compliance audits covering APRA Prudential Standards, SIS Regulations, APRA reporting standards, Corporations Act, Corporation Regulations.

Control Audit of Superannuation Administration - Mercer Administration

• Project Management (led a team of 5).
• Overseeing SOC1 GS007 audits focusing on business processes and controls.

Audit of ASX Listed Asset Management Company (FY22 FUM: 9.7 billion)

• Conducting audit procedures on Investments, including derivatives.
• Conducting audit procedures on complex Corporate Actions and Tax Treatments related to investments.
• Drafting reports in accordance with ASX reporting requirements.

Audit of Investment Schemes - Bain Capital Trusts

• Conducting audit procedures on Investments, including complex valuation models and accounting estimates.

Consulting Work - ANZ Banking Group

• Supporting the remediation of internal processes and control deficiencies identified during the Royal Commission into Misconduct.

Audit of Insurance Company - China Taiping Insurance (Listed in HK Exchange)

• Project Management (led a team of 6).
• Conducting audit procedures on Solvency and Dynamic Solvency Reportings.
• Conducting audit procedures on complex areas including Insurance Reserves and Re-insurance.
• Conducting audit procedures on Investments (including Level 3 Investments).
• Performing financial analytical reviews.

Audit of Insurance Company - Allianz China Life

• Conducting audit procedures on Investments and Insurance Reserves.
• Conducting audit procedures on Solvency and Dynamic Solvency Reportings.

Audit of Bank - ICBC & CitiBank

• Performing financial analytical reviews.
• Conducting credit review on Loans.
• Preparing group reporting packs.