Andrew Brown

Dedicated financial compliance professional with a decade of expertise in data analysis, interpretation, and regulatory adherence within the financial advisory sector transitioning to spatial analytics. Skilled in providing quality personal advice through meticulous supervision, coaching, and assurance activities. Proficient in reviewing and interpreting industry regulations, conducting case assessments, managing data, ensuring accuracy and developing compliance processes to ensure adherence to internal standards and regulatory requirements.

• Data Analysis and Interpretation: Leveraged analytical skills to interpret industry regulations, ensuring compliance with financial advisory guidelines and requirements.
• Regulatory Adherence: Conducted thorough case assessments within advice remediation and dispute resolution, ensuring alignment with legislative and regulatory frameworks.
• Professional Development: Led professional development training and coaching sessions to enhance the capabilities of financial advisors and ensure adherence to best practices.
• Compliance Process Improvement: Developed and implemented compliance processes to improve the quality of advice documents and ensure alignment with internal business, legislative, and regulatory requirements.
• Stakeholder Engagement: Ability to develop relationships with internal stakeholders to understand spatial data analytic requirements and collaborate on delivering timely and accurate solutions.
• Training and Support: Experience in developing and delivering training resources to build skills and empower users to access and utilize geospatial information effectively.
• Adaptability and Learning Agility: Demonstrated ability to adapt to new challenges and environments, eager to apply financial compliance expertise to the spatial analytics field.