Archana Kataria
Melbourne
Summary
Experienced internal audit and risk management professional with expertise in high-level assurance support, project management, and conducting complex audits and investigations. Proven ability to obtain and analyze evidence, ensuring thorough evaluations and upholding rigorous standards of integrity and confidentiality, fostering a culture of compliance excellence.
Overview
12
12
years of professional experience
Work History
Risk and Compliance Manager
MYOB
09.2023 - Current
- Managed compliance efforts, reporting and audits.
- Reviewed documents, files, transcripts, and other records to assess compliance and potential risk.
- Reduced risk exposure for the company by identifying and addressing areas of noncompliance.
Financial Services Onboarding Team Leader
MYOB
03.2022 - 08.2023
- Improved customer trust by promptly addressing and resolving reported instances of fraud.
- Identified trends in fraudulent activities through data analysis, which informed updates to anti-fraud strategies.
- Collaborated with cross-functional teams to develop and implement effective anti-fraud policies.
Financial Services Onboarding Specialist
MYOB
10.2019 - 02.2022
- Efficiently and accurately assess, investigate and make decisions on merchant applications within established MYOB policies, AML/CTF guidelines and risk appetite
- Gathering, analysing and assessing information relating to financial service applications including merchant businesses and personal profile to effectively assess the merchant risk profile within agreed SLA's.
Compliance and Operations Officer
CMM Infraprojects Limited
06.2012 - 06.2017
- Handled the listing of the company on the National Stock Exchange - EMERGE IT Platform and administered compliance of Securities and Exchange Board of India
- Oversee day-to-day operations, including monitoring compliance activities, conducting internal audits, and resolving compliance issues as they arise.
Education
Master's - Accounting and Law
Deakin University
07.2019
Associate -
The Institute of Company Secretaries of India
Skills
- Effective time management
- Conflict resolution and stakeholder relationship
- Leadership and teamwork
- Internal Audits
- Document reviews
- Risk Assessment & Analysis
- Technical skills including MS Office, Confluence and Jira
References
Available on request
Timeline
Risk and Compliance Manager
MYOB
09.2023 - Current
Financial Services Onboarding Team Leader
MYOB
03.2022 - 08.2023
Financial Services Onboarding Specialist
MYOB
10.2019 - 02.2022
Compliance and Operations Officer
CMM Infraprojects Limited
06.2012 - 06.2017
Master's - Accounting and Law
Deakin University
Associate -
The Institute of Company Secretaries of India
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