Summary
Overview
Work History
Education
Skills
Certification
Key Strengths
Volunteer Experience
Timeline
Generic

Bradley Curgenven

Sydney,NSW

Summary

A detail-oriented and commercially focused compliance professional with a collaborative approach to stakeholder engagement.

Maintaining a strong focus on activities that add value to business operations and enable an organisation to meet its strategic and financial objectives, ensuring compliance with policy, procedures, and regulatory obligations. Proven experience in developing, implementing and managing compliance programs, frameworks, and various management systems.

Detail-oriented Compliance Manager offering 23 years of expertise in risk management, policy development and strategic planning. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team-oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation.

Overview

20
20
years of professional experience
1
1
Certification

Work History

RISK & COMPLIANCE BUSINESS PARTNER

SIXT AUSTRALIA / My NRMA (Contract)
04.2023 - 10.2024
  • Managed and maintained the risk and compliance framework
  • Acted as line 2 risk and compliance defence
  • Ensured compliance with the 'Master Agreement' managed by Sixt Global
  • Supported and advised the Senior Leadership Team on risk and compliance issues impacting the business.

CAREER BREAK

CARE GIVING
01.2022 - 12.2022

COMPLIANCE OFFICER

GP SYNERGY (Contract Ended)
04.2021 - 10.2021
  • Supported GP Synergy's training post and supervisor accreditation function via effective compliance management.
  • Assisted with managing the compliance framework, planning systems, and processes.
  • Critical and adverse incident reporting (including compliance reporting).
  • Monitoring and actioning the accreditation program for non-conformances

COMPLIANCE OFFICER

REDDAM HOUSE SCHOOL (Stood Down Due to Covid)
03.2020 - 05.2020
  • Responsible for the maintenance of the school's compliance and incident management system.
  • Promoted a culture of continuous improvement through ongoing evaluation and refinement of compliance program elements.
  • Administer the school's online training material and produce and publish staff compliance training material.
  • Management of the school's New South Wales Education Standards Authority (NESA) reporting, external audit / inspection coordination and teacher accreditation,


COMPLIANCE & RISK MANAGER

DELANEY KELLY GOLDING PTY LTD (DKG)
07.2019 - 12.2019
  • Reviewed and managed the compliance and risk management framework
  • Led the annual external audit with the Underwrite and ASIC.
  • Established a Compliance Committee to promote a culture of compliance.
  • Drafted the Complaints and Disputes Handling policy and procedures
  • Principal contact with the Australian Financial Complaints Authority (AFCA).
  • Ensured Training Plans for all employees, Authorised Representatives (AR) and Responsible Managers (RM) were completed.
  • Served as subject matter expert on industry-specific regulations, guiding stakeholders across various departments on best practices for maintaining compliance standards.
  • Enhanced overall compliance program effectiveness with continuous improvement initiatives and regular assessments.
  • Appointed an Authorised Representative & and produced a draft Financial Services Guide (FSG)

CUSTOMER SERVICE OFFICER

AUSTRALIA POST
06.2016 - 06.2019

EDUCATION LEAVE

02.2015 - 05.2019

COMPLIANCE MANAGER

AUSTRALIAN LOAN COMPANY
07.2012 - 01.2014
  • Managed compliance and risk management framework.
  • Audited the Authorised Representatives/Mortgage Brokers Files.
  • Introduced fortnightly ‘Compliance Newsletter’ to educate brokers and instil a culture of compliance.

WRITE, REGULATORY & COMPLIANCE

THOMSON REUTERS
07.2011 - 12.2011

SENIOR COMPLIANCE OFFICER

TABCORP HOLDINGS LIMITED
05.2009 - 12.2010
  • Managed compliance and reporting obligations for the Race Field and Sporting control bodies.
  • Compliance ‘business partner’ representative for finance and Luxbet (online betting agency).
    Resolved and managed customer complaints and disputes
  • Conducted Know Your Customer (KYC) and due diligence on all new customers.
  • Completed screening for sanctions, politically exposed persons, and restricted territories.
  • Completed mandatory and ad-hoc reporting to AUSTRAC.
  • Approved marketing content to ensure responsible gambling obligations met compliance standards.
  • Compliance Team of the Year 2010 – Australasian Compliance Institute
    Compliance Team of the Year 2009 – Honourable Mention – Australasian
    Compliance Institute

GROUP REGULATORY MANAGER

LINK GROUP
03.2008 - 01.2009
  • Managed the Compliance and Risk function, which included two
    Australian Financial Services Licences (AFSL).
  • Led a team of 4 compliance professionals.
  • Implemented an online compliance management system to automate compliance monitoring and reporting.

INVESTMENT COMPLIANCE OFFICER

WorkCover New South Wales
04.2007 - 11.2007

Compliance Analyst

AMP Capital
03.2006 - 03.2007

Compliance Officer

WPS
09.2005 - 02.2006
  • Managed relationships with regulators, maintaining open lines of communication to ensure transparent operations.
  • Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
  • Promoted a culture of continuous improvement through ongoing evaluation and refinement of compliance program elements.
  • Collaborated with cross-functional teams to address compliance concerns, fostering a culture of shared responsibility.

Risk & Compliance Management Consultant

Munich Re (Contract)
07.2005 - 09.2005

Regulatory Compliance Analyst

Origin Energy
11.2004 - 06.2005
  • Responsible for monitoring and enforcing regulatory requirements and obligations of all Retail operating business units

Education

Bachelor of Economics -

The University of Adelaide
Adelaide, SA
01.2000

Skills

  • Development and maintenance of compliance frameworks and programs
  • Internal Audits
  • Corporate Governance
  • Process and Policy Development
  • Operational Compliance
  • Regulatory Compliance
  • Staff Training
  • Project Management
  • Risk Assessment
  • Regulatory examinations
  • Document Control Program
  • Risk Analysis & Assessments
  • Complaint & Disputes Handling
  • Training and Education
  • Audit Support
  • Know Your Customer (KYC)
  • Audit oversight and management
  • Anti-Money Laundering
  • Influencing skills
  • Data privacy
  • Stakeholder Management
  • Process Management
  • Compliance Reporting
  • Risk Management
  • Policy Enforcement
  • Incident and breach reporting

Certification

  • First Aid Certificate (Provide First Aid)
  • NSW Working with Children Check – WWC07-23681E – Expires 27/5/2025

Key Strengths

  • 20 years' experience of the compliance function and industry acquired from working for various companies across range industries.
  • Highly skilled in creating and implementing compliance management frameworks and programs
  • Commercial acumen and the ability to provide business solutions to effectively manage compliance issues and meet commercial objectives
  • Able to write and produce quality policies, procedures and processes that meet compliance requirements
  • Skilled at successfully creating a culture of compliance within an organisation
  • Able to engage and influence a variety of stakeholders to ensure core objectives are achieved
  • Proven ability to coordinate external and internal audits
  • Extensive experience in effectively managing complaints and disputes

Volunteer Experience

OZHARVEST, 2015, CURRENT

Timeline

RISK & COMPLIANCE BUSINESS PARTNER

SIXT AUSTRALIA / My NRMA (Contract)
04.2023 - 10.2024

CAREER BREAK

CARE GIVING
01.2022 - 12.2022

COMPLIANCE OFFICER

GP SYNERGY (Contract Ended)
04.2021 - 10.2021

COMPLIANCE OFFICER

REDDAM HOUSE SCHOOL (Stood Down Due to Covid)
03.2020 - 05.2020

COMPLIANCE & RISK MANAGER

DELANEY KELLY GOLDING PTY LTD (DKG)
07.2019 - 12.2019

CUSTOMER SERVICE OFFICER

AUSTRALIA POST
06.2016 - 06.2019

EDUCATION LEAVE

02.2015 - 05.2019

COMPLIANCE MANAGER

AUSTRALIAN LOAN COMPANY
07.2012 - 01.2014

WRITE, REGULATORY & COMPLIANCE

THOMSON REUTERS
07.2011 - 12.2011

SENIOR COMPLIANCE OFFICER

TABCORP HOLDINGS LIMITED
05.2009 - 12.2010

GROUP REGULATORY MANAGER

LINK GROUP
03.2008 - 01.2009

INVESTMENT COMPLIANCE OFFICER

WorkCover New South Wales
04.2007 - 11.2007

Compliance Analyst

AMP Capital
03.2006 - 03.2007

Compliance Officer

WPS
09.2005 - 02.2006

Risk & Compliance Management Consultant

Munich Re (Contract)
07.2005 - 09.2005

Regulatory Compliance Analyst

Origin Energy
11.2004 - 06.2005

Bachelor of Economics -

The University of Adelaide
Bradley Curgenven