Avid traveler and food lover
Celeste Williams
Compliance And Verification Specialist
Perth,WA
Summary
Results-driven compliance and verification specialist with extensive expertise in finance, anti-money laundering (AML), and government regulatory guidance. Proven track record of ensuring adherence to complex regulatory frameworks while effectively mitigating risks and enhancing operational efficiency. Skilled in analyzing compliance processes and implementing strategic solutions that align with industry standards, fostering a culture of compliance and integrity within organisations. Dedicated to supporting sustainable growth and building trust through robust compliance initiatives.
Overview
17
17
years of professional experience
Work History
Verification Officer
Elemental CoSec
01.2022 - Current
- Verification Officer assisting clients to meet the legal requirements under the ECTEA UK.
- Effectively communicated with various stakeholders in various countries.
- Analysis of structures and identification of ownership
- Analysis of trust structures, incorporated globally.
- Interpretation of complex legislation.
- Ensured compliance with industry regulations by staying informed about changing guidelines and updates within the field of verification services.
- Consistently met or exceeded performance metrics, showcasing dedication to high-quality work output.
- Managed multiple tasks simultaneously while maintaining focus on deadlines and deliverables.
- Maintained strict confidentiality of sensitive client information, adhering to company policies and regulations.
Fraud and Compliance Analyst
Impact
01.2019 - 01.2022
- Review and identification of possible fraudulent online activity through an online platform.
- Risk Management assessment in accordance with Dodd-Frank Act with emphasis on identifying incorrect or misleading information advertised to consumers
- Operating within a global risk framework
- Monitoring and assessing risk of potential platform users (partners)
- Upholding the requirements of globally recognised legislation including GDPR
- Utilisation of various IT platforms
- Contract Vetting
Anti Money Laundering (AML)
Capitec Bank
01.2018 - 01.2019
- Special Projects Investigator dealing with complex high profile cases.
- Part of a two person team - Special projects investigations
- Monitoring Politically Exposed Individuals
- Excellent communication skills, both verbal and written.
- Assessing matters in a Legal and Regulatory manner
- Investigative research and report writing
- Reporting to the FIC and upper management
- Reports written for inspection by Board
Compliance Officer (2 I C)
Hartleys Limited
01.2013 - 01.2017
- Compliance officer in a leading full service Stockbroking firm in Perth. With a firm focus on Corporate Finance, stockbroking, wealth management, institutional sales and research services. Focusing on both the domestic and international capital markets.
- Monitoring compliance and adhering to Industry regulations
- Close working relationship with Compliance Manager
- Liaising with regulators, Governmental bodies and third party external corporations
- Updating the Compliance Manual and internal policies and procedures
- Creation of internal procedures
Personal Banker
ANZ Bank
01.2009 - 01.2013
- Assisting in daily banking needs of clients and local and international transactions.
- KYC
- AML and threshold reporting
- Training new staff members
- Daily banking assistant to clients
- Finance analysis to determine lending capacity
- Adhering to national legal and financial regulations
Education
Post Graduate Certificate - Compliance Management
University of Cape Town
Cape Town, South Africa01-2018
Bachelor of Arts - Business Administration
Edith Cowan University
Perth, WA 04.2001 -
Bachelor of Arts - Psychology
Edith Cowan University
Perth, WA01-2011
Skills
Organizational change management
Coaching teams in diverse environments
Interpreting regulations for procedures
Proficient in verbal and written communication
Responsive to new challenges
Executive-level engagement; with exposure to Board, specialised committees and Director interaction
Risk management specialist
Strong stakeholder engagement, collaboration with the ability to produce positive outcomes
Experience in implementing organisational change
Experience in operating various regulatory environments
Interests
Timeline
Verification Officer
Elemental CoSec
01.2022 - Current
Fraud and Compliance Analyst
Impact
01.2019 - 01.2022
Anti Money Laundering (AML)
Capitec Bank
01.2018 - 01.2019
Compliance Officer (2 I C)
Hartleys Limited
01.2013 - 01.2017
Personal Banker
ANZ Bank
01.2009 - 01.2013
Bachelor of Arts - Business Administration
Edith Cowan University
04.2001 -
Post Graduate Certificate - Compliance Management
University of Cape Town
Bachelor of Arts - Psychology
Edith Cowan University