Cherie Wei Chang ZHAO
Melbourne / Ashwood,VIC
Summary
- 5+ years of experience in KYC documents verification and account opening process in a FX trading company
- Thorough understanding of FX onboarding process and global compliance and AML regulations
- Ability to identify gaps in required client documentation and review proof of source of trading funds for high risk clients
- Professional working experience in different financial institutions with high sense of customer service and accountability
- Detail-oriented and collaborative team player maintains high level of accuracy and efficiency.
Overview
21
21
years of professional experience
Work History
KYC Analyst / Client Onboarding Officer
Go Markets Pty Ltd
11.2018 - Current
- Perform KYC documents review and verification on new clients onboarding process.
- Conduct world check screening and maintenance of accounts opened to ensure records are maintained accurately.
- Strictly follow FX trading onboarding practices and global compliance regulations pertaining to AML and KYC.
- Identify gaps in required client documentation and work closely with internal teams to resolve issues and open new accounts in accordance with service levels.
- Be familiar with all types of FX trading accounts processing, including individual, referral IB, corporate, trust, superfund and joint account applications.
- Be familiar with identity verification (Trulioo, GBG, Sumsub, Green ID) and World Check systems as well as Salesfore, MT4, MT5, cTrader platforms.
- Keen attention to detail and logical mindset to maintain high level of job accuracy and efficiency.
Senior Credit Risk Analyst
HSBC International Customer Service (Guangdong) Company Limited
04.2003 - 06.2017
- Senior Credit Risk Approver performs KYC validation and approval of credit card and personal loan applicants in accordance with AML regulations.
- Perform CDD / EDD document review and approval for exceptional applications.
- Attention to detail and strong understanding of AML regulatory procedures.
- Assist management team in reviewing credit risks against account limits by implementing advanced data analysis.
- Participate in procedure and system streamlining projects to effectively enhance the customer experience.
- Strong ability to identify fraudulent documents.
Education
Certificate Level 4 Spoken and Written English -
Holmesglen Melbourne
Melbourne, VIC01.2018
Certificate III in EAL (Employment) SLPET -
Holmesglen Melbourne
Melbourne, VIC01.2018
Bachelor of Science - International Business
Guangdong University of Foreign Language
Guang Zhou City China07.1997
Skills
- Document Review
- AML Compliance
- Sanctions Screening
- Anti-Money Laundering
- Due diligence
- High risk account reviews
- Know Your Customer
Languages
Chinese (Cantonese)
Native or Bilingual
Chinese (Mandarin)
Native or Bilingual
English
Professional Working
References
Available on request
Timeline
KYC Analyst / Client Onboarding Officer
Go Markets Pty Ltd
11.2018 - Current
Senior Credit Risk Analyst
HSBC International Customer Service (Guangdong) Company Limited
04.2003 - 06.2017
Certificate Level 4 Spoken and Written English -
Holmesglen Melbourne
Certificate III in EAL (Employment) SLPET -
Holmesglen Melbourne
Bachelor of Science - International Business
Guangdong University of Foreign Language
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