Christabel Lin
Sydney,NSW
Summary
Motivated and experienced person with inspiration to take on new challenges. Open to improvement with exceptional work ethic, adaptability, and multitasking management skills. Devoted in service, believe in truthfulness and determine to work as a team member.
Overview
26
26
years of professional experience
1
1
Certification
Work History
Executor
Estate of ES
Sydney, NSW
01.2018 - 06.2024
- Worked along 2 legal teams to comply accordance with Corporation & Probate legislation requirements in order to consolidate the wealth of the Estate.
- Relationship management between beneficiaries and lawyers i.e. reduce hostility.
- Explained and interpreted legal terms into layman terms.
- Ensure beneficiaries rights and interests are protected.
- Applied good judgement and then made curial decisions.
- Negotiate terms & conditions amongst beneficiaries regrading allocation and distribution
Director
Royal Dragon Jewellery Pte Ltd (Under Estate of ES)
Singapore
01.2014 - 01.2018
- Identified opportunities sales improvement and implementing performance framework
- Facilitated face to face gems courses for salespeople
- Negotiated agreements with external partners i.e. landlord and wholesalers
- Developed entrepreneurial skills through collaboration between CEO and managers
- Conducted interviews and recruitment process
Compliance Officer
ASIC (Australian Securities Investment Commission), ASX Ltd and SFE (Sydney Futures Exchange)Ltd
Sydney
07.2005 - 01.2012
- Regulated financial market by implementing a fair and orderly regulatory policies framework in accordance with the ASIC Operating Rules and Corporations Act.
- Surveillance monitoring including analyzing brokers' daily trading report to detect potential breaches
- Implementing procedures on investigating beaches involving extract information from Participant
- Executed risk-based compliance inspection, interviews and analysis within market Participants' offices
- Performed relationship management role from solving enquiries of participant to participant self-report its breaches
- ·Preparation of written reports i.e., Request for information letter, allegation letter, disciplinary committee paper and other correspondences.
- Collaboration between teams by encouraging open communication channels
Compliance Analyst
JP Morgan
Sydney, NSW
05.2001 - 06.2005
- Monitored Pre and Post trading limits on daily and intra-day basis for institutional clients.
- Maintained limits according to Mandate specification, trading strategies and relevant rules & regulations.
- Monthly regulatory reporting to S&P on portfolio Surveillance Report for Bond Funds and Cash Funds including credit rating quality and monthly return.
- Analyzed potential areas of risk and developed strategies to mitigate such risks i.e. implement another rule to capture potential breach
- Identified opportunities for process improvements that would increase efficiency.
- Collaborated with various departments within the organization to develop effective solutions for ensuring ongoing compliance.
- Investigated any suspected violations of the organization's compliance policies.
- Performed periodic reviews of existing processes and procedures to identify areas of improvement in terms of compliance standards.
- Inspected and reported on compliance metrics and performance indicators.
Portfolio Analyst
BT Financial Group
Sydney, NSW
06.1998 - 05.2001
- Reviewed and analyzed portfolio performance data to identify trends, discrepancies, and opportunities for improvement.
- Provided guidance on appropriate selection of stocks, fixed interest, mutual funds and other securities for inclusion in portfolios.
- Prepared daily, weekly and monthly reports outlining portfolio activity and performance metrics.
- Maintained financial models to assess the potential impact of proposed investments on portfolio returns.
- Evaluated asset allocation models for consistency with overall objectives and risk tolerance levels.
- Maintained accurate records of all transactions related to portfolio management activities.
Education
GAICD - Governance
Australian Institute of Directors (AICD)
Sydney, NSW01-2024
Professional Learning Program - Learning
University of Western Sydney
Sydney, NSW01-2022
Digital Jewellery Design Modelling And Rendering - Design
Jewellery Design & Management International
Singapore01-2015
Diamond Grading - Jewellery
Gemmological Association of Australia
Diamond Grading01-2014
Master of Commerce - Accounting And Finance
Macquarie University
Sydney, NSW01-1998
Bachelor of Commerce - Accreditation Accounting
Bond University
Gold Coast, QLD01-1994
Skills
- Calm Under Pressure
- Self-Directed
- Critical Thinking
- Interpersonal Communication
- Attention to Detail
- Risk Mitigation
- Regulatory Compliance
- Report writing
- Entrepreneurial
- Compliance Analysis
- Financial Accountability
- Time management
- Decision-Making
- Active Listening
Certification
- GAICD
Languages
English
Full Professional
Mandarin
Native/ Bilingual
Indonesian
Limited
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Timeline
Executor
Estate of ES
01.2018 - 06.2024
Director
Royal Dragon Jewellery Pte Ltd (Under Estate of ES)
01.2014 - 01.2018
Compliance Officer
ASIC (Australian Securities Investment Commission), ASX Ltd and SFE (Sydney Futures Exchange)Ltd
07.2005 - 01.2012
Compliance Analyst
JP Morgan
05.2001 - 06.2005
Portfolio Analyst
BT Financial Group
06.1998 - 05.2001
GAICD - Governance
Australian Institute of Directors (AICD)
Professional Learning Program - Learning
University of Western Sydney
Digital Jewellery Design Modelling And Rendering - Design
Jewellery Design & Management International
Diamond Grading - Jewellery
Gemmological Association of Australia
Master of Commerce - Accounting And Finance
Macquarie University
Bachelor of Commerce - Accreditation Accounting
Bond University
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