Summary
Overview
Work History
Education
Skills
Additional Information
Volunteer work
Hobbies and Interests
Availability
Websites
Timeline
Generic

CHRISTOPHER PRASHANTH

Sydney,NSW

Summary

Results-driven professional with extensive experience at Rabobank Australia Ltd, specializing in transaction monitoring and compliance. Demonstrated analytical thinking and attention to detail in optimizing operational efficiency and authoring GFS reports. Proven ability to lead training sessions and collaborate effectively, enhancing team performance and ensuring adherence to regulatory standards.

Overview

13
13
years of professional experience

Work History

Analyst Transaction Monitoring

Rabobank Australia Ltd
04.2021 - Current
  • Evaluated transaction monitoring alerts for signs of suspicious behavior or risks.
  • Authored GFS reports on irregular client transactions, aiding Case Management Team's efforts.
  • Developed thorough commentaries reflecting detailed analyses of transaction patterns.
  • Teamed up with cross-functional groups to collect data on financial activities.
  • Assisted the Case Management Team in clearing escalations raised by TM Analysts and drafted GFS for SMRs detailing the suspicious activity and transactions on client accounts.
  • Engaged in testing and roll-out of new transaction monitoring regulations.
  • Spearheaded continuous improvement projects to optimize operational efficiency.
  • Crafted extensive SOP documentation to facilitate better internal knowledge sharing.
  • Led compliance training sessions focused on reducing liabilities and improving operations.

AML Investigator

Bendigo & Adelaide Bank
04.2020 - 12.2020
  • Executed thorough CDD reviews for new customers, ensuring AML policy compliance.
  • Filed TTRs for threshold limit breaches after reviewing customer transactions.
  • Performed online World Compliance Checks, analyzing results for risk assessment.
  • Remediated existing customer accounts as necessary to manage compliance risks.
  • Addressed inquiries from internal teams, facilitating effective communication.
  • Conducted regular CDD reviews following established internal guidelines and policies.

KYC Analyst

Wipro Technologies Ltd - India
07.2016 - 02.2019
  • Oversaw compliance with UK regulations through regular reviews and remediation efforts for Barclays clients from the early 1950s.
  • Performed KYC screenings on customers, meticulously documenting all required information based on global procedures.
  • Evaluated World Check Hits, appropriately discounting irrelevant findings during assessments.
  • Analyzed customer profiles to apply accurate risk ratings for both retail and corporate segments.
  • Managed periodic follow-ups every 90 days to gather additional client information and process account changes.
  • Engaged with internal stakeholders to ensure ongoing compliance with AML policies and standards.
  • Delivered updates on quality metrics to the team, highlighting consistency issues and production deficiencies.
  • Led quality assurance initiatives while mentoring co-analysts, ensuring resolution of identified gaps.

AML Specialist

Tata Consultancy Services Ltd - India
07.2012 - 10.2015
  • Executed CDD review and remediation for clients associated with CITI USA.
  • Collected data from diverse internal and external sources to finalize customer reviews.
  • Engaged with business line to secure essential account documentation during onboarding phases.
  • Escalated high-risk customers to ECDD team for additional scrutiny.
  • Provided training for new hires, ensuring ongoing updates regarding procedural modifications.
  • Analyzed and shared weekly reports on process gaps to improve AHT and service quality.

Education

Graduate Diploma of Management -

Central Queensland University
Sydney, NSW
11.2011

Bachelor of Computer Science -

Loyola College
India
04.2009

Skills

  • Microsoft office
  • Analytical thinking
  • MS Excel
  • Time management
  • Team collaboration and leadership
  • Attention to detail
  • Excel proficiency
  • Critical thinking
  • Decision-making
  • Process improvements
  • Strategic planning

Additional Information

Engaged in QC calibration meetings with the stakeholders and shared Monthly and Quarterly Dashboards., Keep the team manager updated on any developments plans related to Team Performance and Individuals.

Volunteer work

  • Assisted with special events and programs.
  • Maintained clean, neat, and operational facilities to serve program needs.
  • Supported engaging, fun, and smooth-running events by helping with organization and planning.
  • Used strong interpersonal communication skills to convey information to others.
  • Coordinated and managed volunteer activities for community service projects.

Hobbies and Interests

  • Community Cleanup
  • Cooking
  • Gardening
  • Fundraising Events

Availability

4 weeks notice.

Timeline

Analyst Transaction Monitoring

Rabobank Australia Ltd
04.2021 - Current

AML Investigator

Bendigo & Adelaide Bank
04.2020 - 12.2020

KYC Analyst

Wipro Technologies Ltd - India
07.2016 - 02.2019

AML Specialist

Tata Consultancy Services Ltd - India
07.2012 - 10.2015

Graduate Diploma of Management -

Central Queensland University

Bachelor of Computer Science -

Loyola College

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CHRISTOPHER PRASHANTH