Diogo Rodrigues
Burleigh Waters,Australia
Summary
I am a Senior Financial Adviser and capability leader with years of experience across banking, holistic advice, remediation, compliance collaboration and adviser development. I bring a rare combination of hands-on advice delivery, complaints and escalation management, Professional Year supervision, and commercial business ownership with full accountability for people, performance and governance. I am known for improving advice quality, strengthening production outcomes and leading in complex environments through clear communication, high operational standards and pragmatic leadership.
Overview
9
9
years of professional experience
1
1
Certification
Work History
FINANCIAL ADVISER
Picture Wealth (former Superannuation Advice Australia)
10.2021 - Current
- Team guidance and leadership. Dealing with clients requiring complex advice. Retention and complaint handling. Supervision of Professional Year advisers. Onboarding and Annual Reviews providing advice on superannuation, retirement planning, debt management, insurance and estate planning.
FINANCIAL ADVISER
Vogue Advisory Group
03.2021 - 10.2021
- Onboarding new clients and providing advice on superannuation and insurance. Other areas of advice involved: debt optimization and consolidation, investment portfolio and property, cashflow and estate planning.
ASSOCIATE ADVISER / CLIENT SERVICES OFFICER
Acquira Wealth Partners
10.2018 - 03.2021
- Boutique firm providing holistic advice. After transitioning from a client services officer role to an associate financial adviser role, I was able to deal with all aspects of a successful financial plan tailored to individual circumstances, including admin work, research, paraplanning, advice, client meetings and implementation.
PERSONAL BANKING ADVISOR
Westpac Bank
01.2017 - 01.2018
- Understanding customer needs and assisting with general enquiries. Opening bank accounts and term deposits. Referrals to financial planning and mortgage broker sector. Cash deposits and end of day count.
Education
FPC002B - Ethics & Professionalism in Financial Advice -
Kaplan
01.2019
BACHELOR OF COMMERCE - Fin. Planning/Accounting
Griffith University
01.2018
Skills
- Xplan / Adviser Logic
- Office 365 proficiency
- Proficient in Google systems
- Customer Relationship
- Leadership
- Accountability
- Problem solving
- Business development
- Excellent communication
- Critical thinking
- Team collaboration
- Sales skills
Certification
FASEA Exam Pass 2020
RG146
Timeline
FINANCIAL ADVISER
Picture Wealth (former Superannuation Advice Australia)
10.2021 - Current
FINANCIAL ADVISER
Vogue Advisory Group
03.2021 - 10.2021
ASSOCIATE ADVISER / CLIENT SERVICES OFFICER
Acquira Wealth Partners
10.2018 - 03.2021
PERSONAL BANKING ADVISOR
Westpac Bank
01.2017 - 01.2018
BACHELOR OF COMMERCE - Fin. Planning/Accounting
Griffith University
FPC002B - Ethics & Professionalism in Financial Advice -
Kaplan