Summary
Overview
Work History
Education
Skills
Timeline
Generic

Emily Honey

Perth,WA

Summary

An adviser assistant and paraplanner with nearly ten years experience in the wealth management industry who is self motivated and takes pride in their work, with an excellent attention to detail and desire to always improve and learn. A genuine enjoyment of providing outstanding service to clients and advisers, and desire to always become an integral member of the team.

Overview

9
9
years of professional experience

Work History

Paraplanner

Canaccord Genuity
11.2022 - Current
  • Assisting the team leader in managing and distributing workflow to the rest of team, ensuring deadlines are met;
  • Conducting research and data collection from superannuation, investment, and insurance providers;
  • Completing insurance reviews and superfund cost comparisons for financial plans;
  • Assisting clients with Centrelink, including submission and tracking of applications, managing updates, and liaising with Centrelink as required;
  • Maintaining databases such as Xplan to ensure the data recorded is accurate, current and compliant for preparation of financial plans;
  • Writing financial plans.

Adviser Assistant

Canaccord Genuity
03.2021 - 11.2022
  • Providing support for multiple advisers with various business models, including financial planning and stockbroking;
  • Managed all incoming calls for advisers, acting as the first point of call for clients;
  • Trading on ASX and international platforms;
  • Assisting advisers with their compliance obligations, including Fee for Service and Statement of Advice deadlines;
  • Managing and facilitating all client requests, providing punctual and efficient support for all administration queries and requirements;
  • Maintaining adviser and client records through various CRMs including Xplan, Complii and DART.

Dealers Assistant

Euroz Hartleys Limited
12.2017 - 03.2021
  • Supporting multiple advisers in the firm from all teams including institutional, stockbroking, and financial planning;
  • Overseeing team inbox and managing workflow amongst team members as required;
  • Assisting financial planning clients in insurance & superannuation queries, including monitoring rollovers and insurance cancellations/implementations;
  • Preparing & maintaining client records to ensure compliance obligations regarding regulatory and Fee For Service requirements are met;
  • Providing client support and assistance as required;
  • Assisting advisers in preparation of both SOAs and Annual Reviews;
  • Training other staff members within the team;
  • Responsibility for staff execution only trades.

Dealers Assistant

Bell Potter Securities
08.2014 - 12.2017
  • Assisting five brokers in developing and maintaining ongoing relationships with clients, including high net worth and institutional clients
  • Overseeing settlement facilitation and trade execution as required
  • Coordinating in the clearance of international stocks for trade;
  • Bidding in placements and IPOs, and ensuring clients meet required settlement;
  • Preparing & coordinating account implementation packs across various platforms including Options, Warrants, and Wrap platforms.

Education

Graduate Diploma of Financial Planning

Kaplan Professional
Sydney
05.2022

Designated Trading Representative Qualification

Western Sydney University
Sydney, NSW
11.2019

RG146 Qualification

Deakin University
Sydney, NSW
10.2015

Skills

  • Customer service
  • Time management
  • Attention to detail
  • Efficient and organized
  • Experience with multiple CRMs, including Xplan, Complii, DART, and IRESS
  • Communication skills
  • Industry knowledge and experience of superannuation, insurance, and regulatory requirements
  • Self motivated and directed

Timeline

Paraplanner

Canaccord Genuity
11.2022 - Current

Adviser Assistant

Canaccord Genuity
03.2021 - 11.2022

Dealers Assistant

Euroz Hartleys Limited
12.2017 - 03.2021

Dealers Assistant

Bell Potter Securities
08.2014 - 12.2017

Graduate Diploma of Financial Planning

Kaplan Professional

Designated Trading Representative Qualification

Western Sydney University

RG146 Qualification

Deakin University

Similar Profiles

CREATE PROFILE
Emily Honey