GAUTAM AGGARWAL
Sydney,Australia
Summary
Over 19 years of IT experience, with a strong focus on program and project management. Excel at collaborating with leadership to translate business needs into successful solutions. Have a proven ability to deliver large-scale business and IT initiatives, driving measurable business value and exceeding expectations in highly regulated environments. Specialist in developing, aligning, and driving the vision for financial crime data projects.
Overview
19
19
years of professional experience
Work History
Product Owner | Agile Delivery
TCS Australia
06.2021 - Current
- Worked closely with business and technology stakeholders to ensure targeted communication in line with their expectations and commitment
- Owned complete transformation programs (Complex and Standard Transaction Monitoring) to ensure maximum business value through ordering and prioritizing the product backlog features and stories
- Acted as the bridge between key stakeholders and Data Platforms technical teams, ensuring delivery of business and customer values against the overall business strategy and project objectives
- Active member in Backlog refinement and Sprint planning ceremonies, breaking down Features and User stories, writing acceptance criteria, and ensuring next priority user stories are ready for the team
- Ensured all user stories were understood and enacted through adherence to Agile theory, principles, and practices
- Supported the team with owning complete product backlog clearly reflecting business priorities
- Engaged with business and technology stakeholders, maintaining effective communication
- Received numerous appreciations from business stakeholders for demonstrating excellent communication and stakeholder management skills.
Project Manager/Service Owner
Motilal Oswal Financial Services Ltd
01.2015 - 01.2021
- Successfully launched company's digital wealth management platform
- Used Agile methodology (Scrum) to lead the creation of sprint roadmaps, prioritize backlogs, and ensure smooth implementation through resource planning and stakeholder engagement
- Managed project lifecycles, including defining scope, creating detailed plans with timelines, budgets, and resources
- Proactively identified and mitigated potential risks to ensure project success
- Assembled and led high-performing project teams, provided guidance and support, and maintained effective communication with all stakeholders
- Managed budgets and resources to meet project goals
- Implemented quality control measures and conducted regular reviews to ensure deliverables met required standards
- Identified and documented project requirements, translating them into actionable plans.
- Successfully managed multiple projects simultaneously by prioritizing tasks according to urgency, resource availability, and alignment with organizational goals.
- Planned, designed, and scheduled phases for large projects.
Regulatory Compliance and Risk Analyst - Merger of ING Private Bank and Kotak Bank
Kotak Bank
01.2014 - 01.2015
- Conducted comprehensive due diligence to identify regulatory and compliance risks associated with the merger, ensuring compatibility of regulatory landscapes
- Analyzed regulatory requirements impacting the merger, ensuring all activities were compliant
- Prepared and submitted necessary regulatory filings and reports
- Identified, assessed, and prioritized merger-related risks in private banking operations, developing and implementing effective risk mitigation strategies
- Reviewed and integrated compliance policies from both banks, creating a unified compliance framework aligned with regulatory requirements and best practices
- Collaborated with internal and external stakeholders, facilitating communication and ensuring regulatory compliance
- Developed and delivered training programs for employees on new compliance policies and regulatory requirements post-merger
- Implemented monitoring and auditing systems to ensure ongoing compliance, conducting regular compliance reviews and audits
- Investigated and managed compliance incidents or breaches during the merger, implementing corrective actions to prevent recurrence
- Managed compliance-related projects associated with the merger, ensuring timelines and objectives were met, and coordinating with project teams to integrate compliance tasks
- Maintained accurate documentation of all compliance activities related to the merger.
Sr. Business Analyst - GRCC (Global Regulatory Risk and Compliance)
Standard Chartered Private Bank
01.2010 - 01.2014
- Monitored and analyzed global regulatory requirements and ensured compliance with laws and regulations
- Identified, assessed, and prioritized regulatory risks, developing and implementing mitigation strategies
- Collaborated with internal stakeholders to facilitate communication and compliance reporting
- Developed and updated compliance policies, ensuring effective communication and implementation
- Conducted internal audits, prepared compliance reports for senior management, and maintained compliance records
- Delivered compliance training programs and stayed current with industry trends
- Investigated and managed regulatory incidents, implementing corrective actions to prevent recurrence
- Worked with IT teams on compliance monitoring systems and ensured technology solutions met regulatory requirements
- Led compliance-related projects, meeting objectives within timelines and budgets
- Identified opportunities for process improvements and implemented best practices to enhance the compliance framework.
Analyst
Societe Generale (Private Banking Division)
04.2009 - 03.2010
- Project Support: Assisted in planning and executing the closure of private banking operations in Asia.
- Stakeholder Coordination: Coordinated with senior management, legal, and compliance teams to ensure smooth execution.
- Risk Assessment: Identified and mitigated risks associated with the closure.
- Client Communication: Supported communication efforts to inform clients and facilitate account transitions.
- Regulatory Compliance: Ensured compliance with local and international regulations.
- Data Management: Oversaw secure transfer and archiving of client data.
- Reporting: Prepared progress reports and post-closure analysis.
Financial Analyst
HDFC Bank
04.2005 - 03.2009
- Financial Analysis and Modeling: Developed and maintained financial models to forecast company performance and evaluate investment opportunities.
- Market Research and Analysis: Conducted market research to identify trends, opportunities, and risks in various industries and sectors.
- Investment Recommendations: Prepared investment reports and presentations, providing recommendations on mergers and acquisitions, capital raising, and other investment opportunities.
- Due Diligence: Conducted due diligence on potential investment opportunities, including financial statement analysis, competitive analysis, and industry research.
- Client Interaction: Supported client relationships by providing timely and accurate financial analysis and insights. Assisted in the preparation of pitch books, presentations, and other client-facing materials.
- Risk Management: Identified and evaluated financial risks associated with investment opportunities and developed strategies to mitigate identified risks.
- Reporting and Documentation: Prepared detailed financial reports, ensuring all financial documentation was accurate, up-to-date, and compliant with regulatory requirements.
- Collaboration and Teamwork: Worked closely with other analysts, associates, and senior bankers to support various projects and transactions. Collaborated with different departments to gather relevant information and insights.
- Regulatory Compliance: Stayed informed about regulatory changes and ensured all activities complied with relevant laws and regulations.
- Continuous Learning: Stayed updated on industry trends, financial news, and market developments. Participated in training programs and professional development opportunities to enhance skills and knowledge.
Education
Certificate in ESG Investing and Accounting -
Harvard Business School
Diploma of Financial Planning -
Mentor Education
Cert-4 in Finance and Mortgage Broking -
Mentor Education
MBA -
Symbiosis International University
Pune, IndiaB. Com -
Panjab University
Chandigarh, IndiaHigh School & Primary School -
Sacred Heart Sr. Sec. School
Ludhiana, IndiaSkills
- Program/Project Management
- Business & Systems Analysis
- Vendor & Stakeholder Management
- Product Development & Delivery
- Stakeholder relationship management
- Product Lifecycle Management
- User Acceptance Testing
- Scrum Methodology
- Scrum Framework
- Product Planning
- Requirements Elicitation
Highlighted Skills and Competencies
- Project Management: Status reporting, client review coordination, Agile methodology facilitation.
- Project Risks Management
- Release and Change Management
- Prince 2 Principles: Follow Project Management principles as prescribed by Prince 2.
- Collaboration: Working with business & IT stakeholders, design & branding teams.
- Consultative Approach: Leverage strong analytical and negotiation skills to tailor solutions and secure win-win outcomes for clients.
- Client Focus: Demonstrated ability to understand clients' unique needs and deliver personalized solutions. Committed to providing exceptional client service and maintaining long-term relationships.
- Communication and Presentation: Excellent verbal and written communication skills, with the ability to articulate complex financial concepts in a clear and compelling manner. Experienced in report writing and delivering effective presentations to diverse audiences.
- Analytical Thinking: Strong analytical skills to identify trends, perform due diligence, and evaluate opportunities. Proficient in data analysis and utilizing relevant tools and software.
- Extensive experience in Software Development Life Cycle (SDLC) and Product Development Life Cycle (PDLC).
- Proven track record of handling critical executive-level stakeholders.
- Managed multiple projects concurrently while delivering impressive results.
- Strong leadership and team management skills.
- Strong understanding of Banking, GRCC, FATCA, Risk, AML/KYC
Timeline
Product Owner | Agile Delivery
TCS Australia
06.2021 - Current
Project Manager/Service Owner
Motilal Oswal Financial Services Ltd
01.2015 - 01.2021
Regulatory Compliance and Risk Analyst - Merger of ING Private Bank and Kotak Bank
Kotak Bank
01.2014 - 01.2015
Sr. Business Analyst - GRCC (Global Regulatory Risk and Compliance)
Standard Chartered Private Bank
01.2010 - 01.2014
Analyst
Societe Generale (Private Banking Division)
04.2009 - 03.2010
Financial Analyst
HDFC Bank
04.2005 - 03.2009
Certificate in ESG Investing and Accounting -
Harvard Business School
Diploma of Financial Planning -
Mentor Education
Cert-4 in Finance and Mortgage Broking -
Mentor Education
MBA -
Symbiosis International University
B. Com -
Panjab University
High School & Primary School -
Sacred Heart Sr. Sec. School
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