James Moss

Sole Director of boutique racehorse syndication business. Tricolours is an authorised representative of AFSL 336964.

• Select and purchase bloodstock from sales in Australia and New Zealand.
• Manage the relationship between trainers and owners.
• Building relationships which has led to the business currently holding over 500 individual owners with a financial interest in a horse.
• Successfully negotiating the sale of horses totaling over $1m through private sales both domestically and internationally.
• Develop and collate annual financial reports which are submitted to the governing body as a requirement of ASIC.

7 years at Citigroup in a variety of roles in Equity Sales and Trading team.

Facilitation/Trading:

• Provide a facilitation service to clients to help them achieve best execution.
• Run a back book with the use of derivatives and futures to manage risk.
• Liaise directly with top tier clients to price and execute facilitation trades.
• Worked collaboratively with sales traders to provide liquidity through proactive use of inventory, creating additional sales revenue.
• Sound knowledge of both Equity and Derivative markets to assist risk management.
• Reported directly to the head of Equities.
• Worked closely with traders in other areas of the markets division.

Sales Trading:

• Developed and maintained relationships with clients both domestic and international.
• Worked closely with the sales team for idea generation and trading strategies for clients.
• Provided best execution services for clients to acheive their trading goals.

Trading Global Equity and Derivative markets.

• Trading and execution of positions across all global markets in both Equites, Derivatives and Futures markets.
• Managed and executed risk management projects to manage a large amount of positions across multiple funds and structured products.
• Reviewed portfolios, identifying risk factors and determined trading methods to create additional performance.