Joe Tang
Xin Tian Dou Asset Management Ltd
Wantirna South,Victoria
7
years of professional experience
Results-driven Executive with more than 20 years of progressive experience in investment industry, such as stockbroking, futures and portfolio management. Exceptional leader, change manager and complex problem solver. Proven skills in discretionary portfolio management, commodity & fx tradings, operations oversight, policy development and process improvements.
Work History
Chief Executive Officer
3 Years 6 Months- Built productive relationships with industry partners and competitors to support strategic business objectives on business of stockbroking and fund management services
- Reviewed individual department performance and worked with leadership to improve processes, procedures and practices and to comply with regulatory requirements.
- Identified and capitalized on short- and long-term revenue generation opportunities to maximize bottom-line profitability.
- Drove implementation of new market expansion to propel business forward and adapt to market changes.
- Coached and guided senior managers to improve effectiveness and policy enforcement, resulting in improved employee job satisfaction and higher performance levels.
- Worked with department heads to stay current on needs and offer high-level support for day-to-day operations.
- Negotiated terms of business cooperation to increase business base, solidify market presence and diversify offerings.
- Leading investment management activities of the Company including development of investment process, formulating investment strategy and formulating quantitative methods to guide the investment policy.
- Supervising the set up of the company from license application to business commencement
Chief Investment Officer
2 Years 5 Months- Communication with regulatory authority SFC on regulated activities
- Reviewing and strengthening account opening, operational and dealing flow periodically to comply with SFO requirements
- Supervising performance of MICs on core functions
- Reviewing, exploring and establishing platforms for transactions of securities, futures and funds.
- Exploring partners and setting up sales/customer service team for distribution of securities, futures and funds business
- Managed total investment strategies for more than A$20 Mil in funds.
- Identified and evaluated potential investments against business plans and standards.
- Recruited new investors to fund initiatives.
- Developed and presented detailed analysis of investment performance, portfolio attributes and benchmark composition to evaluate investment strategies.
- Researched and shared recommendations on stock market trends and economic forecasts to support portfolio decisions.
- Identified and evaluated potential investments against business plans and standards
Chief Operations Officer
1 Year- Reporting to CEO
- Communicating with regulatory authority SFC
- Leveraged experience through vital management positions guiding business to success.
- Drove operational direction, administrative and cost efficiency and coordination of security program initiatives on behalf of clients.
- Supported business growth through strategic planning and process development.
- Streamlined company processes and procedures on securities, futures and asset management business, to fully comply with regulatory requirements.
- Supervision on Investment Committee for a private equity fund - As speaker in company’s promotion activities such as seminars and online tv programmes - Monitoring, checking and submitting monthly Financial Resources Report - Development and implementation of marketing strategies on regulated activities, that is, brokerages of stocks and futures
Education
Bachelor of Science - Financial Economics
Bachelor of Science - Biology
Skills
Executive Leadership
Integrity and Transparency
Portfolio Management
Leadership and People Development
Business Management and Development
Industry Expertise
Operational Oversight
Raising Capital
Economic Analysis
Results Orientation
Systems Thinker
Timeline
Chief Executive Officer
Xin Tian Dou Asset Management Ltd
05.2019 - 11.2022Read More
Chief Investment Officer
Thunder Capital Ltd
12.2016 - 05.2019Read More
Chief Operations Officer
China Finance KAB Ltd
05.2015 - 05.2016Read More
The University of London
Bachelor of Science from Financial Economics
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The Chinese University of Hong Kong
Bachelor of Science from Biology
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