Kieran Lovelock
Oxenford,QLD
Summary
Proven Compliance Officer with a robust background in regulatory knowledge and risk management, notably at Superannuation Advice Australia. Excelled in streamlining compliance processes, enhancing policy enforcement, and conducting internal audits. Skilled in investigations and continuous improvement, demonstrating exceptional document control and interpersonal skills. Detail-driven Compliance Officer focused on maximising company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations and procedural reviews. Proficient in AdviserLogic, Xplan & Microsoft.
Overview
9
9
years of professional experience
Work History
Compliance Officer
Superannuation Advice Australia
08.2022 - Current
- Maintained up-to-date knowledge of current and emerging compliance regulations.
- Responded to employee inquiries regarding compliance regulations and procedures.
- Prepared and submitted regulatory filings in timely manner.
- Identified, investigated and documented compliance violations and recommended corrective measures.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
Paraplanner
Superannuation Advice Australia
11.2019 - 08.2023
- Identified potential areas for improvement within the organisation''s Paraplanning process.
- Prepared clear and concise reports that facilitated advisor-client communication and decision making.
- Prepared for meetings by gathering materials, reports and presentations.
- Provided excellent customer service by addressing client inquiries promptly and accurately.
- Put together detailed financial and insurance plans for customers.
Store Manager
Hungry Jacks
03.2018 - 11.2019
Crew Member
Hungry Jacks
01.2017 - 03.2018
Sandwich Artist
SUBWAY®Restaurants
06.2015 - 01.2017
Education
Queensland Certificate of Education -
Pacific Pines State High School
Pacific Pines, QLD11.2016
Certificate III In Business - Business
Aurora Training Institute
11.2016
Skills
Compliance Monitoring
Document Review
Auditing processes
Internal Audits
Regulatory knowledge
Risk Management
Investigations skills
Anti-Money Laundering
Reporting Requirements
Document Control
Policy Enforcement
Continuous Improvement
Timeline
Compliance Officer
Superannuation Advice Australia
08.2022 - Current
Paraplanner
Superannuation Advice Australia
11.2019 - 08.2023
Store Manager
Hungry Jacks
03.2018 - 11.2019
Crew Member
Hungry Jacks
01.2017 - 03.2018
Sandwich Artist
SUBWAY®Restaurants
06.2015 - 01.2017
Queensland Certificate of Education -
Pacific Pines State High School
Certificate III In Business - Business
Aurora Training Institute
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