Summary
Overview
Work History
Education
Skills
Timeline
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Rohit Patki

Canning Vale

Summary

Extensive knowledge and experience in Financial Services Industry, with proven capability in handling a high-volume workload in a varying and complex environment.

Overview

14
14
years of professional experience

Work History

Operations Analyst

Phillip Securities (AUS) Ltd
04.2025 - Current
  • Managed multiple projects simultaneously, delivering results within tight deadlines while maintaining high-quality standards.
  • Optimized operational efficiency by analyzing and streamlining processes.
  • Improved team productivity by implementing effective workflow strategies and time management techniques.
  • Created custom reports and visualizations to support decision-making processes.

Compliance Officer

Phillip Securities (AUS) Ltd
09.2024 - 03.2025
  • Managed relationships with regulators, maintaining open lines of communication to ensure transparent operations.
  • Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
  • Promoted a culture of continuous improvement through ongoing evaluation and refinement of compliance program elements.
  • Collaborated with cross-functional teams to address compliance concerns, fostering a culture of shared responsibility.

Head of Operations

State One Stockbroking Pty Limited
12.2017 - 08.2024
  • Collaborated with executive leadership on strategic planning initiatives to drive business growth.
  • Implemented data-driven decision-making processes, leveraging analytics to optimize operations.
  • Streamlined operational processes by identifying inefficiencies and implementing best practices.
  • Improved overall productivity with the introduction of innovative process improvement initiatives.
  • Ensured compliance with industry regulations and company policies, mitigating potential risks.
  • Spearheaded continuous improvement projects, resulting in enhanced business performance.
  • Automated manual processes using technology solutions, increasing accuracy and efficiency within operations.
  • Increased customer satisfaction by actively addressing concerns and ensuring timely resolutions.
  • Developed comprehensive training programs for staff, enhancing team performance and skill sets.
  • Strengthened compliance with industry regulations by updating policies and conducting regular staff training sessions.

Senior Operations Officer

State One Stockbroking Pty Limited
04.2013 - 12.2016
  • Developed and executed comprehensive plans for business growth, leading to increased revenue and market share.

Operations Executive

Morrison Securities Pty Limited
01.2012 - 02.2013
  • Collaborated on operational support tasks to achieve common goal.
  • Applied excellent problem-solving, process development, and strategic implementation skills to lead and support all areas of operations.
  • Coordinated seamless communication between departments, resulting in enhanced collaboration efforts across the organization.
  • Oversaw daily operations activities, ensuring smooth functioning across all departments while maintaining high-quality standards.

Education

MBA - Finance

Pune University
India
05-2005

Bachelor of Commerce - Accounting And Finance

Delhi University
India
04-2002

Skills

  • Reporting skills
  • Operational efficiency
  • Workflow optimization
  • Data analysis

Timeline

Operations Analyst

Phillip Securities (AUS) Ltd
04.2025 - Current

Compliance Officer

Phillip Securities (AUS) Ltd
09.2024 - 03.2025

Head of Operations

State One Stockbroking Pty Limited
12.2017 - 08.2024

Senior Operations Officer

State One Stockbroking Pty Limited
04.2013 - 12.2016

Operations Executive

Morrison Securities Pty Limited
01.2012 - 02.2013

MBA - Finance

Pune University

Bachelor of Commerce - Accounting And Finance

Delhi University

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Rohit Patki