Overview
Work History
Education
Skills
Timeline
AdministrativeAssistant

Saritha Bugga

CDD/ECDD -Analyst
Tarneit,VIC

Overview

8
8
years of professional experience

Work History

Compliance Analyst

Xe (Hifx Limited)
03.2022 - Current


  • Reviewed audit and monitoring reports related to consumer and client activities.
  • Conduct Customer Due Diligence and Enhanced Due Diligence assessments for Corporate Clients.
  • Responsible for onboarding process of clients including partnership, Trusts, Private Company, Sole Traders,Public Company's and Charities.
  • Perform Risk assessments on all corporate clients-new and existing both.
  • Verifying the identity of customers through various forms and identification.
  • Collecting and maintain accurate up-to-date customer information and documentation.
  • Monitoring clients for change in risk profile.
  • Co-originating with legal teams to ensure that the company is adhering to all relevant regulations.
  • Collecting and reviewing documentation from clients to verify their identity and address.
  • Performing due diligence on clients they are not involved in illegal activities.
  • Monitoring customer transaction for suspicious activity and reporting any potential fraud or money laundering.
  • Review PEP and Sanction screening referrals for clients and beneficiaries at registration and transaction level in line with Xe's policy.
  • Carry our manual fraud checks using company tools for any suspicious activity reported by anyone in Xe-Global region.
  • Conduct Enhanced Due Diligence for any transactions involving high-risk jurisdiction.
  • Stayed current with latest changes to applicable regulatory standards and company procedures.
  • Prepared documentation and records for upcoming audits and inspections.
  • Trained 5 staff members in company processes and procedures.

Compliance Officer

Lotus Foreign Exchange
01.2021 - 03.2022
  • Checking PEP-Politically Exposed Person.
  • Checking All Branches are following KYC Procedures.
  • Branch reconciliation of Foreign Currency Accounts.
  • Filling Suspicious Activity/Transactions Reports.
  • Creating and executing Customers profile according to company and AML Policy.
  • Providing Management and oversight to Compliance Operations Executive and Analyst day to day Operations activities.
  • Analyze online accounts to prevent fraud and detect fraudulent trend activity and review sanction payments.
  • Develop and assist in effective Enterprise Risk Management Framework with internal and external stakeholders, Support working relationship with risk and compliance line of the business.
  • Investigate suspicious transactions using Transaction Monitoring Process and restrict/close accounts when required.

Teller

Lotus Foreign Exchange
10.2017 - 12.2020
  • Providing high level of customer service and Cash Management.
  • Currency management at the busiest branch.
  • Analyze and monitor all transaction on daily basis and in line with business requirements.
  • Experienced in managing conflicts and disputes in a challenging environment handling more than 30 currencies.
  • Sending/Receiving money through Money Gram International and Telegraphic Transfers across the World.
  • Assessment and processing all new applications Customer Due Diligence checks, executing forex deals
  • Dealing in foreign currency and making wire (SWIFT) transfer transaction worldwide.
  • Maintains/Balance daily cash transaction and reconcile on daily basis to ensure accuracy as per organizational requirements.
  • Negotiate and convince customers on prevailing rates for customers, Processing cash withdrawals and deposit, Cashed Checks, established deposits, maintained appropriate cash limits, issues cashier's cheques.
  • Assist the Compliance Officer to ensure that our system and Procedures adequately cover our compliance with the relative requirements of the AML/CFT Regime.
  • Maintaining and Completion of internal audit requirements with compliance manager. Preparing finance documents.
  • Training to newly joined Staff in the Company at branch level operations with live transactions and real time environments.

Checkout Operator

Countdown
03.2015 - 09.2017
  • Helped customers complete purchases, locate items and join reward programs.
  • Worked closely with shift manager to solve problems and handle customer concerns.
  • Operated and closed out drawers with high accuracy to maintain balanced registers.


Education

Bachelor of Commerce(Computer Science) - Accounting And Computer Science

Osmania University
Hyderabad, India
04.2002

Skills

  • Excellent team player
  • Strong investigation and analytical skills
  • Experienced internal and external auditor
  • Attention to detail

Timeline

Compliance Analyst

Xe (Hifx Limited)
03.2022 - Current

Compliance Officer

Lotus Foreign Exchange
01.2021 - 03.2022

Teller

Lotus Foreign Exchange
10.2017 - 12.2020

Checkout Operator

Countdown
03.2015 - 09.2017

Bachelor of Commerce(Computer Science) - Accounting And Computer Science

Osmania University

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Saritha BuggaCDD/ECDD -Analyst