Summary
Overview
Work History
Education
Skills
Accomplishments
Internship
References
Timeline
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Shereen S.

Melbourne,VIC

Summary

To work in an organization where I can use my skills and knowledge to deliver value added results as well as further enhance my learning and develop career.

Overview

8
8
years of professional experience

Work History

Senior AML Associate

Morgan Stanley
03.2023 - 12.2023
  • Act as a contact point to the fund manager for AML related matters
  • Have a strong knowledge on CDD, EDD, client outreaches, transaction monitoring, client onboarding.
  • Conducting end to end KYC/AML related matter of the investors/client around the world.
  • Have a strong knowledge on global KYC and have conducted periodic refresh or end to end KYC of clients/investors from APAC, EMEA, US and Australia region.All communication with investors and fund managers must be professional and compliant with the Firm’s communication policies
  • Ensure investor accounts are in compliance with anti-money laundering requirements and regulations and company AML policies and procedures
  • Handle queries from investors and fund managers in a professional and prompt manner, escalating where appropriate
  • Ensure all compliance process and procedures related documentation is in good order
  • Orchestrate the acquisition of due diligence requirements and compliance documentation (AML/KYC) based on client risk level (low, medium, and high)
  • Ensuring investor AML documentation is maintained in a complete and organized manner
  • Perform periodic due diligence reviews on investors as required by policy and regulatory regime
  • Produce MIS and other internal operational reports that assist in the effective operation of the team
  • Providing day-to-day Investor services to both the Fund Manager and the investors in the fund
  • Meeting the delivery of services to clients against a pre-agreed service level agreement
  • Keeping line management appraised of operational issues in a timely manner

Senior AML Analyst

Nomura
07.2019 - 03.2023
  • Evaluate and investigate all the different of entity in regard to High, Medium and Low risk rating
  • Have a strong knowledge on global KYC and have conducted periodic refresh or end to end KYC of clients from APAC, EMEA, US and Australia.
  • Perform due diligence of existing clients covering a wide range of different client types including Listed and Regulated, small/medium/large private and public companies as well as more complex structure
  • Performed thorough research and investigation by gathering data from annual report and third- party data vendors such as Bloomberg, Bankers Almanac etc
  • The internet and commercial data bases, including Country Regulatory Sites and State registries
  • Investigation on all the adverse news in relation to entity, directors and corporate shareholder and further research on the adverse news and submit the report to Financial Crime Team
  • Investigation on the individuals whether they are PEC, PAC, and PEP’s as per the information available in the public domain
  • Perform World-check, Dow jones, Factiva and Google screenings on the entity, directors, and shareholders
  • Review KYC records for accuracy, completeness, and validity, analyzing client financial reports, overall business, and CIP documentation
  • Review KYC records for accuracy, completeness, and validity, analyzing client financial reports, overall business, and CIP documentation.
  • Co-ordinate with the business contact and financial crime team if there are any red alerts or sanction exposure and provide with over all information on client regarding trade details as well as client contact in order to fulfil the KYC requirement.
  • Co-ordinate with the client for missing information or documentation.
  • Identify, record, escalate and resolve exceptions found in KYC/CIP data.
  • Weekly making and reporting of Do Not Trade file and updating various ad-hoc trackers on received fortnightly
  • Responsible for training new joiners and helping them in all the queries
  • Yearly around 100 cases with different MLQ have been reviewed and achieved with more than 80% accuracy for the year.

Financial Analyst

Saipem Kuwait
06.2016 - 06.2017
  • Perform financial forecasting, reporting and operational metrics tracking
  • Analyze financial data and create financial models for decision support
  • Report on financial performance and prepare for regular leadership review
  • Work closely with the accounting team to ensure accurate financial reporting
  • Evaluate financial performance by comparing and analyzing actual results with plans and forecasts
  • Provide analysis of trends and forecasts and recommend actions for optimization
  • Guide the cost analysis process by establishing and enforcing policies and procedure.

Education

Master Of Business Administration (MBA) -

Bachelor Of Management Studies (BMS) -

Skills

  • A very quick learner and self-motivated
  • Focused and crave for challenging work
  • I get along with people very well and can work amicably in a team
  • Loves to take responsibilities and handling work on timely basis
  • Microsoft office
  • Java- NetBeans
  • MySQL
  • Visual studio
  • World Check
  • Dow Jones

Accomplishments

    Have been awarded numerous times "Employee of the Month"

Internship

  • Aditya Birla Sun Life Insurance, 05/02/18 - 07/10/18, Fundamental analysis on FMCG Sector, Live trading. Analyzing risk profile, giving a need-based product and prospecting for financial planning. Selecting the optimum asset allocation for the client’s portfolio.
  • Saipem Kuwait, 07/12/18 - 08/12/18, Assist the employees on reports as requested. Help with day-to-day tasks and other financial duties as assigned. Analyze balance sheet schedule.

References

Provided on request.

Timeline

Senior AML Associate

Morgan Stanley
03.2023 - 12.2023

Senior AML Analyst

Nomura
07.2019 - 03.2023

Financial Analyst

Saipem Kuwait
06.2016 - 06.2017

Master Of Business Administration (MBA) -

Bachelor Of Management Studies (BMS) -

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Shereen S.