Summary
Overview
Work History
Education
Skills
Websites
Work Eligibility
Timeline
Generic

Swapna Rajkarne

Sydney,Australia

Summary

Financial crime specialist with extensive experience in KYC/AML compliance and risk assessment at Genpact Australia. Demonstrated ability to enhance operational efficiency and ensure regulatory adherence. Skilled in stakeholder management and process optimization, contributing to robust compliance frameworks and effective training programs.

Overview

21
21
years of professional experience

Work History

Assistant Manager- Financial Crime Specialist

Genpact Australia
Sydney, Australia
07.2021 - Current
  • Spearheaded KYC/AML remediation project for Big Four bank to ensure AUSTRAC compliance.
  • Conducted thorough Customer Due Diligence on complex client structures, ensuring accurate identification.
  • Developed risk assessment strategies to identify compliance gaps and implement mitigation plans.
  • Led team of four, providing training and policy guidance to enhance performance.
  • Collaborated with financial crime, product, and offboarding teams to refine KYC workflows.
  • Acted as key liaison for stakeholder engagement, offering guidance on AML/CTF compliance.
  • Enhanced compliance policies by collaborating with internal regulatory teams for framework updates.
  • Facilitated knowledge-sharing sessions across teams to improve investigative skills.

Team Lead and SME- Global Derivative Compliance Remediation Program

Genpact Australia
Sydney, Australia
10.2020 - 06.2021
  • Led the Risk and Compliance team at a leading Big 4 Bank, driving the successful delivery of a derivative regulatory compliance project across diverse client segments, including funds, corporates, financial institutions, trusts, and individuals.
  • Ensured adherence to G20 regulatory frameworks for key jurisdictions, including Australia (ASIC/APRA), Canada, Singapore, the UK, and the USA.
  • Provided Subject Matter Expert (SME) guidance to new team members and acted as the primary point of contact for policy-related queries and issue resolution.
  • Oversaw team operations by managing reporting and work allocation for a team of 20 professionals.

Process Executive

Deutsche Bank Operations International Ltd.
06.2007 - 05.2010
  • Verified outstanding trade economics to mitigate financial and operational risks.
  • Coordinated with Deutsche Bank's middle/front offices and counterparties for issue resolution.
  • Ensured compliance with ISDA agreements and updated regulatory templates.
  • Led process improvement initiatives and onboarded new team members for high-performance operations.

Junior Officer

Bharat Overseas Bank Ltd.
10.2004 - 07.2005
  • Managed front desk operations, cash transactions, and financial services.
  • Assisted in loan processing and quarterly financial reporting.

Education

MBA - Finance & Marketing

Osmania University
Hyderabad, India

BSc - Computers

KRR Vignan Degree College for Women
Hyderabad, India

Skills

  • KYC and AML compliance
  • Customer due diligence
  • Australian AML/CTF regulations
  • Risk assessment
  • Process optimization
  • Team leadership
  • Detail orientation
  • PEP screening and monitoring
  • Stakeholder management
  • Global derivatives standards

Work Eligibility

Australian Permanent Resident

Timeline

Assistant Manager- Financial Crime Specialist

Genpact Australia
07.2021 - Current

Team Lead and SME- Global Derivative Compliance Remediation Program

Genpact Australia
10.2020 - 06.2021

Process Executive

Deutsche Bank Operations International Ltd.
06.2007 - 05.2010

Junior Officer

Bharat Overseas Bank Ltd.
10.2004 - 07.2005

MBA - Finance & Marketing

Osmania University

BSc - Computers

KRR Vignan Degree College for Women

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