Timeline
Work History
Overview
Education
Skills
Summary
Work Preference
Accomplishments
Interests
BusinessDevelopmentManager
Vivian Lau

Vivian Lau

Senior Equity Sales Trader
Kariong,NSW

Timeline

Equity Sales Trader Vice President

ICBC International Securities Ltd
11.2018 - 10.2023

Senior Equity Sales Trader

DBS Vickers Securities
12.2011 - 09.2018

Equity Sales Trader

Piper Jaffray
01.2010 - 11.2011

Equity Sales Trader

Newedge Group (Fimat)
01.2007 - 06.2009

MBA -

University of Southern Queensland
09.2003 - 12.2008

Work History

Equity Sales Trader Vice President

ICBC International Securities Ltd
Hong Kong
11.2018 - 10.2023

* Maintained strong relationships with buy-side firms to facilitate liquidity sourcing in challenging market conditions.

* Monitored market trends and developed strategies to capitalize on potential opportunities.

* Conducted thorough due diligence on potential investments, proving clients with comprehensive risk assessments before executing trades.

* Contributed to team revenue growth by expanding the client base and increasing trading volume.

*Mentored junior traders and dealers, fostering talent development within the organization.

Senior Equity Sales Trader

DBS Vickers Securities
Hong Kong
12.2011 - 09.2018

*Made fast decisions based on fluctuating market and created daily market recaps.

*Generated $150,000 in revenue by analyzing individual stock, sector and current market conditions.

*Participated in corporate events and roadshows to promote the firm's equity trading capabilities to prospective clients.

Equity Sales Trader

Piper Jaffray
Hong Kong
01.2010 - 11.2011
  • Built and deepened productive relationships with prospective and competitive customers to drive sustained growth.
  • Enhanced trading efficiency by implementing algorithmic tools and advanced order management systems.
  • Expanded business network through attending industry conferences and events.

Equity Sales Trader

Newedge Group (Fimat)
Hong Kong
01.2007 - 06.2009
  • Streamlined internal communication channels between sales, trading and back office team for smooth execution of transactions.
  • Managed risk effectively with thorough analysis of financial instruments and monitoring of client portfolios.
  • Adaptable and proficient in learning new concepts quickly and efficiently.

Overview

17
17
years of professional experience
5
5
years of post-secondary education
3
3
Languages

Education

MBA -

University of Southern Queensland
Toowoomba QLD
09.2003 - 12.2008

Skills

  • Team Mentorship
  • Sales and Marketing
  • Video Conferencing
  • Establishing Contacts
  • Trading Strategy
  • Client Representation
  • Prospecting Skills
  • Sales Team Leadership
  • Networking

Summary

Resourceful Trader with 20 years of comprehensive experience managing negotiation and execution of investment trades on multiple exchanges. In-depth knowledge of trading strategies, systems and algorithms. Successfully retained clients by exceeding service expectations to increase customer satisfaction.

Work Preference

Work Type

Full TimePart TimeContract Work

Work Location

On-SiteRemoteHybrid

Important To Me

Company CultureWork-life balanceHealthcare benefits401k matchWork from home optionCareer advancementFlexible work hours

Accomplishments

  • Achieved five consecutive years of Best Country Sales Trader by giving the best sales trading services to financial institutional clients.
  • Ranked #1 Tim Group Top Equity Salespeople at Mid-Tier Firms with The Best Overall Idea Performance.
  • Supervised team of 4 staff members.

Interests

Home Decorating

Hiking

Going to flea and street markets

Vivian LauSenior Equity Sales Trader