Wayne Stephenson
Sydney,NSW
Summary
Regulatory Compliance Officer with Transport For NSW, adept at legal analysis and documentation review. Achieved regulatory compliance through innovative training delivery and efficient systems, enhancing organizational success. Recognized for fostering collaboration and reducing risks, while serving as a trusted resource for compliance guidance. Committed to continuous improvement and community engagement.
Experienced with regulatory frameworks and compliance procedures. Utilizes comprehensive knowledge to develop and implement effective compliance programs. Track record of maintaining organizational adherence to legal standards and conducting detailed risk assessments.
Overview
17
17
years of professional experience
Work History
Regulatory Compliance Officer
Transport For NSW
10.2021 - Current
- Liaised with relevant departments to ensure coordinated efforts in meeting regulatory requirements, fostering a collaborative approach to organizational success.
- Streamlined compliance processes by creating efficient systems for managing documentation and reporting requirements.
- Reduced potential risks for the organization by conducting thorough audits and identifying areas of improvement.
- Provided support during legal proceedings, offering expert testimony regarding organizational adherence to established regulations.
- Implemented corrective actions in a timely manner following the discovery of non-compliance issues or areas requiring improvement.
- Prepared detailed reports for senior management highlighting progress towards compliance goals, as well as any significant challenges or obstacles encountered along the way.
- Played a key role in the successful completion of regulatory audits, providing necessary documentation and addressing any concerns raised by auditors.
- Enhanced company-wide understanding of regulations by providing comprehensive training programs for employees.
- Achieved regulatory compliance by developing and implementing effective policies and procedures.
- Maintained up-to-date knowledge of industry regulations, ensuring timely implementation of new rules and guidelines.
- Served as a trusted resource for colleagues seeking guidance on compliance-related matters, fostering an environment of shared learning and continuous improvement.
- Conducted investigations into suspected violations of applicable laws or regulations, taking appropriate action to address any confirmed instances of noncompliance.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Created and maintained compliant work environment.
- Assisted with development of compliance objectives and strategies.
Senior Constable of Police
NSW Police Force
12.2007 - 03.2019
- Improved community safety by proactively patrolling neighborhoods and identifying potential risks.
- Implemented innovative problem-solving techniques to address unique challenges faced by the community.
- Facilitated inter-agency cooperation by working closely with other law enforcement agencies on joint operations and information sharing initiatives.
- Updated departmental procedures to reflect current best practices, enhancing overall efficiency and effectiveness of police work.
- Testified in court proceedings as an expert witness, contributing to successful case outcomes for the prosecution.
- Served as a role model for junior officers by consistently demonstrating integrity, professionalism, and dedication to duty.
- Enhanced public trust in law enforcement by establishing strong relationships with community members and addressing their concerns.
- Crash Investigation Unit, conduct complex investigations.
- Responded to emergency calls promptly, providing critical assistance to citizens in need.
- Conducted traffic enforcement operations that improved road safety conditions for all users.
- Performed general patrol services and provided traffic control.
- Responded immediately to reports of automobile accidents and criminal activity, calling for additional support as necessary.
- Conducted witness interviews and gathered details regarding incidents to determine best course of action.
- Prepared and submitted incident reports regarding police activities and investigations.
- Patrolled assigned areas to prevent and detect roadway crimes.
- Booked suspects into custody by processing mug shots and fingerprints.
- Responded to emergency calls to provide assistance to citizens in need.
- Built excellent rapport and working relationship with community to build trust and improve upon communication.
- Conducted searches of individuals, vehicles and premises.
- Identified, pursued and arrested suspects and perpetrators of criminal acts.
- Provided testimony in court proceedings.
- Checked vehicle equipment for proper functioning prior to use.
- Assisted in special investigations and crime prevention programs.
Education
Associate's Degree in Policing - Police
Charles Sturt University
Goulburn, NSW01-2021
Skills
- Legal analysis
- Documentation review
- Training delivery
- Regulatory Compliance Oversight
Accomplishments
- Supervised team of 6 staff members and up to 15 external staff members.
- Arranged and co-ordinate operations Bus inspections at Sydney Airport with internal and external stakeholders
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Timeline
Regulatory Compliance Officer
Transport For NSW
10.2021 - Current
Senior Constable of Police
NSW Police Force
12.2007 - 03.2019
Associate's Degree in Policing - Police
Charles Sturt University
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