Zeke Innes

Supports the delivery of high-quality financial advice by working closely with the firms Senior Adviser and clients. The role involves conducting research, preparing advice documents, managing compliance tasks, and maintaining client relationships.

• Assist in developing tailored financial strategies for clients across superannuation, retirement planning, insurance, and investments.
• Prepare and edit Statements of Advice (SOAs), Records of Advice (ROAs), and other client documentation.
• Conduct product comparisons, investment research, and scenario modelling to support advice recommendations.
• Manage client file compliance and maintain accurate records in line with ASIC and licensee requirements.
• Liaise with clients to gather fact-finding information, follow up on tasks, and provide ongoing service support.
• Use financial planning software (e.g. Xplan) for advice generation and administration.
• Support the implementation of advice including rollovers, investment switches, insurance applications, and contributions.
• Attend client meetings and provide administrative assistance before and after reviews.

Key Responsibilities

• Assist with collecting and verifying client fact-find data and documentation.
• Support the preparation of Statements of Advice (SOAs), Records of Advice (ROAs), and file notes.
• Conduct research on investment products, superannuation funds, and insurance options.
• Enter and update client data in financial planning software (e.g. Xplan).
• Observe client meetings and take notes for follow-up actions where appropriate.
• Perform administrative tasks such as compiling client packs, scanning, and database maintenance.
• Maintain compliance with internal procedures and regulatory requirements.

• Customer Service
• Experience in working at the bar and restaurant
• Experience in calendar planning for the business including club events and functions

• Analyzed game footage to identify areas for improvement and strategy adjustments.
• Mentored assistant coaches, fostering a collaborative coaching environment.
• Full responsibility of my respected teams including two weekly training sessions and match on the weekend
• Training preparation and analysis