Summary
Overview
Work History
Education
Skills
Websites
Timeline
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Richard Rodrigo

Richard Rodrigo

14 Riana Loop Eumemmering ,VIC

Summary

A Senior Banking, Compliance/ AML/ CDD/ CTF /CDD/ EDD and Financial Crime Investigation Professional with 10 years experience in Transaction & Crime Analysis and Sanctions Screening at major International & Local banks. Always adopting a Risk Based and a Pragmatic approach with proven experience in working remotely as well as in a team. Holds Australian Permanent Residency seeking a new opportunity in Melbourne.

Overview

34
34
years of professional experience

Work History

Chief Compliance & Coordinating Officer

Bank of China
Colombo , Sri Lanka
09.2017 - 09.2022
  • Responsibility for all the Compliance, AML,KYC, CDD, CTF and Transaction Monitoring, Analyzing and Regulatory Reporting functions.
  • Customer Screening, Clearing of AML Alerts, Crime Pattern Identification.
  • Identification of UBOs, PEPS and providing clearances.
  • Transaction Screening, Monitoring Adverse Media Reports and providing clearance needed.
  • Submission of Suspicious Transaction Reports.
  • Analyzing of complex investigations and delivering concise written conclusions to management.
  • Adapted the Organizational Methods, Guidelines and Policies of Head Office to suit Sri Lankan AML / KYC/ CDD/ CTF requirements.
  • Training initiatives to deliver the Compliance awareness to the Chinese expatriates and the new recruits.
  • Maintained compliance frameworks, policies and documentation needed by Regulatory & Internal Audits.
  • Monitored compliance risk controls to identify deviations and offer recommendations.
  • Maintained strong working relationships with regulatory authorities.
  • Was very successful in creating a strong Culture of Compliance in the Branch.

Chief Compliance Officer/ AGM-Plan Implementation

Commercial Bank of Ceylon PLC
Colombo , Sri Lanka
01.2010 - 11.2015
  • Coordinated activities between other members of the management and departments directing them towards achieving targets.
  • In charge of AML/ KYC/ CDD/ CTF , Transaction Monitoring and Regulatory Reporting.
  • Liaised between regulatory agencies and internal departments to resolve regulatory issues.

Head of Marketing, Corporate Communications & CSR

Commercial Bank of Ceylon PLC
Colombo , Sri Lanka
01.1997 - 01.2010
  • Established department-wide methodologies and procedures for conducting Marketing Campaigns, Market Research and new channel development.
  • Directed and collaborated with creative agencies to develop winning Marketing campaigns.
  • Launched CSR projects targeting child welfare, English language and technical & IT training at Children's Homes, Rehabilitation & Vocational Training Centres.
  • Drafting of official Communiqués, Press Releases and Media Interview drafts for the CEO.

Branch Manager/Regional Manager

Commercial Bank of Ceylon PLC
Colombo , Sri Lanka
03.1989 - 01.1997
  • Increased efficiency and drove branch revenue by boosting the right customer segments, acquiring new customers and identifying & meeting special local needs.
  • Worked with past-due & irregular customers by developing repayment plans with Head Office support.
  • Played the role of Friend, Philosopher & Guide to my branch managers.

Education

BBA - Banking & Finance

Chartered Institute of Bankers London
London
10.1989

Skills

  • Investigative mind, sharp eye and attention to detail
  • Very strong knowledge of Compliance /AML/ CDD/ CTF
  • Minimizing False Positives when reporting
  • Risk Rating of Customers and Sanctions Screening
  • Transaction Monitoring and Analysis
  • Conducting Financial Crime investigations & inquiries
  • Knowledge of AUSTRAC, ASIC, APRA & ACCC Requirements
  • Regulatory Reporting & Submission of STRs
  • Expert in Banker Customer Relationships and Banking Operations
  • Very strong English communication and Memo writing skills
  • Drafting of Policies and adapting other language versions into English
  • Team Building, Listening & Counseling
  • Resolving Complex Problems and Fast Decision Making
  • Working alone unsupervised and in Teams

Timeline

Chief Compliance & Coordinating Officer

Bank of China
09.2017 - 09.2022

Chief Compliance Officer/ AGM-Plan Implementation

Commercial Bank of Ceylon PLC
01.2010 - 11.2015

Head of Marketing, Corporate Communications & CSR

Commercial Bank of Ceylon PLC
01.1997 - 01.2010

Branch Manager/Regional Manager

Commercial Bank of Ceylon PLC
03.1989 - 01.1997

BBA - Banking & Finance

Chartered Institute of Bankers London

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Richard Rodrigo