Upendra Joshi
Kathmandu
Summary
Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
20
20
years of professional experience
Work History
Dp and CNS Head
Capital Mx Securities Ltd
Kathmandu
06.2023 - Current
- Provide assistance in the Human Resource Department for a three-month duration.
- Lead the Demat and CNS.
- Oversee operations such as demat opening, share pledge and unpledge processes
- Share settlement, pool details management, and share transfers.
- Developed departmental objectives, budgets, policies, procedures and strategies.
- Identified ways to improve efficiency in operations and implemented process changes.
Assist In Trading to Mr. Bari Govinda Shrestha
Sundhara Securities Ltd
Kathmandu
01.2012 - 05.2023
- Support Mr. Bari Govinda Shrestha (Executive Director) in trading activities.
- Coordinate daily financial tasks, including printing payment bills and issuing cheques.
- Visiting Stock in any kinds of Complications
- Handle computer networking and resolve hardware issues within the office premises.
- Prepare spreadsheets, presentations, and reports.
- Created and maintained investment reports for various funds.
- Followed up with clients to ensure compliance with regulations and procedures.
- Resolved customer inquiries and complaints in a timely manner.
- Processed financial transactions and maintained records of customer accounts.
Assist in Trading to Mr. Bharat Ranabhat, Director
Kohinoor Investment & Securities Pvt. Ltd.
Kathmandu
08.2011 - 01.2012
- Handling daily financial tasks such as printing payment bills and issuing cheques.
- Managing administrative responsibilities related to stock.
- Conducting stock paper checks.
- Engaging with customers to boost sales and purchase volumes, aiming to meet targets.
- Visiting stock during any complications.
Assist In Trading to Mr. Gajendra Ranjit, Director
Midas Stock Broking Co. Pvt. Ltd
Katnmandu
04.2004 - 08.2011
- Coordinating daily financial activities, including printing payment bills and issuing cheques.
- Visiting Stock in any kinds of Complications.
- Managing various administrative tasks related to stock, including the verification of stock papers.
- Engaging with customers to boost sales and purchase volumes, striving to meet targets.
- Handling computer networking and resolving hardware issues within the office premises.
- Creating spreadsheets, presentations, and reports.
- Meeting with clients and providing general support to enhance their experience.
- Negotiated contracts with vendors, suppliers, customers, and partners effectively.
Education
Bachelors In Business Studies -
Public Youth Campus
Skills
- Communication and Interpersonal skill
- Time management, Attention to Details
- Problem Solving
- Intermediate Excel proficiency, Multi-tasking and Adaptability
Activities
- An Overview Training on Record Keeping, and reporting requirements and Practices of Stockbrokers organize by Securities Board of Nepal held on 22nd Jan 2010.
- Volunteer, Blood Donation Program
- Oracle Software Training.
- Securities Data Management System (SDMS) Training, provided by Security Board of Nepal, (2010 AD)
- Orientation Program on Anti-Money Laundering organized by AML Co-ordination Committee and jointly managed by Security Board Nepal & Revenue Administration Training Center held on 26th Nov 2010.
- Four Days Training on Insurance Policy making at Surya Life Insurance from 21st Jan 2011 to 24th Jan 2011.
- Five Days training on Depository Participant (DP) at CDS and Clearing Ltd from 19th June to 22nd June 2011.
- One Day Seminar on Formulation of Five Years Capital Market Development Master Plan on 8th July 2011.
References
- Gajendra Bahadur Ranjit, Director, Midas Stock Broking Co Pvt Ltd, Kamaladi, Kathmandu, 9851025352
- Parmeshwor Bhakta Malla, Executive Chairman, Malla & Malla Stock Broking Company Pvt Ltd, Dilli Bazaar, Kathmandu, 9851027481
Timeline
Dp and CNS Head
Capital Mx Securities Ltd
06.2023 - Current
Assist In Trading to Mr. Bari Govinda Shrestha
Sundhara Securities Ltd
01.2012 - 05.2023
Assist in Trading to Mr. Bharat Ranabhat, Director
Kohinoor Investment & Securities Pvt. Ltd.
08.2011 - 01.2012
Assist In Trading to Mr. Gajendra Ranjit, Director
Midas Stock Broking Co. Pvt. Ltd
04.2004 - 08.2011
Bachelors In Business Studies -
Public Youth Campus