Upendra Joshi
Kathmandu
Summary
Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
20
20
years of professional experience
Work History
Dp and CNS Head
Capital Mx Securities Ltd
06.2023 - Current
- Provide assistance in the Human Resource Department for a three-month duration.
- Lead the Demat and CNS.
- Oversee operations such as demat opening, share pledge and unpledge processes
- Share settlement, pool details management, and share transfers.
- Developed departmental objectives, budgets, policies, procedures and strategies.
- Identified ways to improve efficiency in operations and implemented process changes.
Assist In Trading to Mr. Bari Govinda Shrestha
Sundhara Securities Ltd
01.2012 - 05.2023
- Support Mr. Bari Govinda Shrestha (Executive Director) in trading activities.
- Coordinate daily financial tasks, including printing payment bills and issuing cheques.
- Visiting Stock in any kinds of Complications
- Handle computer networking and resolve hardware issues within the office premises.
- Prepare spreadsheets, presentations, and reports.
- Created and maintained investment reports for various funds.
- Followed up with clients to ensure compliance with regulations and procedures.
- Resolved customer inquiries and complaints in a timely manner.
- Processed financial transactions and maintained records of customer accounts.
Assist in Trading to Mr. Bharat Ranabhat, Director
Kohinoor Investment & Securities Pvt. Ltd.
08.2011 - 01.2012
- Handling daily financial tasks such as printing payment bills and issuing cheques.
- Managing administrative responsibilities related to stock.
- Conducting stock paper checks.
- Engaging with customers to boost sales and purchase volumes, aiming to meet targets.
- Visiting stock during any complications.
Assist In Trading to Mr. Gajendra Ranjit, Director
Midas Stock Broking Co. Pvt. Ltd
04.2004 - 08.2011
- Coordinating daily financial activities, including printing payment bills and issuing cheques.
- Visiting Stock in any kinds of Complications.
- Managing various administrative tasks related to stock, including the verification of stock papers.
- Engaging with customers to boost sales and purchase volumes, striving to meet targets.
- Handling computer networking and resolving hardware issues within the office premises.
- Creating spreadsheets, presentations, and reports.
- Meeting with clients and providing general support to enhance their experience.
- Negotiated contracts with vendors, suppliers, customers, and partners effectively.
Education
Bachelors In Business Studies -
Public Youth Campus
Skills
- Communication and Interpersonal skill
- Time management, Attention to Details
- Problem Solving
- Intermediate Excel proficiency, Multi-tasking and Adaptability
Activities
- An Overview Training on Record Keeping, and reporting requirements and Practices of Stockbrokers organize by Securities Board of Nepal held on 22nd Jan 2010.
- Volunteer, Blood Donation Program
- Oracle Software Training.
- Securities Data Management System (SDMS) Training, provided by Security Board of Nepal, (2010 AD)
- Orientation Program on Anti-Money Laundering organized by AML Co-ordination Committee and jointly managed by Security Board Nepal & Revenue Administration Training Center held on 26th Nov 2010.
- Four Days Training on Insurance Policy making at Surya Life Insurance from 21st Jan 2011 to 24th Jan 2011.
- Five Days training on Depository Participant (DP) at CDS and Clearing Ltd from 19th June to 22nd June 2011.
- One Day Seminar on Formulation of Five Years Capital Market Development Master Plan on 8th July 2011.
References
- Gajendra Bahadur Ranjit, Director, Midas Stock Broking Co Pvt Ltd, Kamaladi, Kathmandu, 9851025352
- Parmeshwor Bhakta Malla, Executive Chairman, Malla & Malla Stock Broking Company Pvt Ltd, Dilli Bazaar, Kathmandu, 9851027481
Timeline
Dp and CNS Head
Capital Mx Securities Ltd
06.2023 - Current
Assist In Trading to Mr. Bari Govinda Shrestha
Sundhara Securities Ltd
01.2012 - 05.2023
Assist in Trading to Mr. Bharat Ranabhat, Director
Kohinoor Investment & Securities Pvt. Ltd.
08.2011 - 01.2012
Assist In Trading to Mr. Gajendra Ranjit, Director
Midas Stock Broking Co. Pvt. Ltd
04.2004 - 08.2011
Bachelors In Business Studies -
Public Youth Campus
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